Legal Support

Trusted Legal Strategy for the Frontier of Innovation

DeepTech Demands a Different Kind of Legal Expertise

Not all law firms are equipped to navigate the legal complexity of emerging technologies. At Continuum, we recognize that legal guidance is mission-critical — especially when you’re building at the edge of what’s possible.

That’s why Continuum Members gain access to our vetted network of trusted legal experts, available upon request and only when there is no conflict of interest.

Why Top Innovators Trust Continuum Legal Resources

From blockchain pioneers to institutional investors, many of the world’s most forward-thinking companies rely on Continuum Legal Resources to handle their most sensitive, high-stakes matters. Our aligned advisors act as strategic partners who understand your business goals — and pursue them as if they were their own.

Legal Expertise Where It Matters Most

We support member success at every stage of growth through services including:

  • Tokenomics Design & Data Systems Architecture

  • Entity Structuring, Registrations & Banking Compliance

  • Capital Raising & Strategic Growth Advisory

  • M&A, Joint Ventures & New Fund Formations

  • Product Development, Marketing & IP Protection

  • Dispute Resolution & Operational Restructuring

  • Data Security, Regulatory Compliance & Tax Navigation

Your Vision Deserves Expert Protection

As a Continuum Member, you don’t just gain access to capital and exposure — you gain the legal muscle to move with confidence through every phase of growth.

Let us help you turn your innovation into impact — safely, strategically, and successfully.

Bates Group

Brandi Reynolds

Do It Right The First Time, With Vetted Legal Experts.

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    Raising Capital

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    Buying and Selling Assets

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    Merging with Partners

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    Forming New Ventures and Funds

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    Structuring/Restructuring Operations

  • Compliance

    Navigating Government Regulations and Tax Regimes

  • IP

    Protecting Intellectual Property and Data

CONTINUUM: Vetted Legal Resources!

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CONTINUUM: Vetted Legal Resources! ☆

CONTINUUM ENDORSED LEGAL SUPPORT

Compliance

Regulation

Structure

Bates Group Legal Expertise.

Meet Your Lawyer

The Bates Group

Bates Group Offers a Wide Array of Legal Expertise and Guidance.

  • Bates Compliance

    Bates Compliance's team of experienced compliance professionals provide comprehensive offerings for Registered Investment Adviser, Broker-Dealer, and hybrid firms, as well as Private Fund and Hedge Fund clients, assisting them with compliance, risk mitigation, AML, supervision, and internal control functions.

  • Securities and Financial Services Litigation & Consulting

    Bates Group’s litigation, arbitration, and consulting experts provide our financial services industry clients and counsel decades of practical securities market experience across a broad range of functions, including but not limited to trading, retail sales practice and supervision, institutional practice, employment, clearing, and quantitative data analysis.

  • Money Services Businesses (MSB), Banks, FinTech and Cryptocurrency

    Bates Group offers comprehensive compliance consulting solutions to established and start-up companies in the areas of banking, financial technology (FinTech), virtual assets and cryptocurrency, traditional Money Services Businesses (MSBs), and Non-Banking Financial Institutions (NBFIs).

  • Regulatory and Internal Investigations

    Bates Group’s professionals and experts, with decades of practical senior regulatory, legal, compliance and business experience, are engaged by our U.S. and Non-U.S. clients to conduct or participate in sensitive and complex regulatory and internal investigations.

  • Data Analyses & Analytics

    Whether it is a single transaction or billions of lines of data, using state-of-the-art technology, our industry leading data analytics and big data analyses team will help you make sense of the damages and dollars at stake in arbitration and litigation, internal investigations and enforcement matters.

  • Annuity and Insurance Product Litigation and Actuarial Services

    Annuity and Insurance product support and actuarial services for regulatory response and litigation.

  • SEC Regulation Best Interest

    SEC Regulation Best Interest (Reg BI) compliance is an expansive regulatory challenge that impacts the fundamental business structure of financial services organizations as it creates new regulatory and compliance risks. The development of core Reg BI compliance and supervisory components will help firms address the burden of compliance departments in the broker-dealer industry.

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